CATEGORY: Compliance JOBS

Advisor, AMC Portfolio Compliance Monitoring-Equity, High Income Boston, MA

Specialty: Compliance
The role of Compliance Advisor – Portfolio Compliance Monitoring is a role with high exposure to the trading desks, supporting the Equity/High Income Divisions in Boston. The Team Asset Management Compliance’s mission is to advance Fidelity’s reputation as the most trusted provider of financial services. Our vision is to build a world-class and industry leading asset management compliance progra
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Advisor, AMC, Trade Oversight and Reporting Merrimack, NH

Specialty: Compliance
The role of Advisor – Trade Oversight and Reporting performs day-to-day oversight of trading activity to ensure compliance with applicable trading desk policies, monitors for potential affiliate relationships with Fidelity’s funds and reports Fidelity’s beneficial ownership based on regulatory obligations. The Team Asset Management Compliance’s mission is to advance Fidelity’s reputation as the
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Chief Compliance Officer, Workplace Investing and Fidelity Healthcare Group Merrimack, NH

Specialty: Compliance
The Purpose of Your Role This position will be responsible for leading the compliance support for Fidelity’s retirement and healthcare businesses. The Workplace Investing division helps over 20,000 businesses manage their retirement and equity compensation programs for over 28 million participants. Fidelity’s Health Care Group administers employee benefits programs and payroll services for over 2
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Chief Compliance Officer, Workplace Investing and Fidelity Healthcare Group Smithfield, RI

Specialty: Compliance
The Purpose of Your Role This position will be responsible for leading the compliance support for Fidelity’s retirement and healthcare businesses. The Workplace Investing division helps over 20,000 businesses manage their retirement and equity compensation programs for over 28 million participants. Fidelity’s Health Care Group administers employee benefits programs and payroll services for over 2
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Chief Compliance Officer, Workplace Investing and Fidelity Healthcare Group Boston, MA

Specialty: Compliance
The Purpose of Your Role This position will be responsible for leading the compliance support for Fidelity’s retirement and healthcare businesses. The Workplace Investing division helps over 20,000 businesses manage their retirement and equity compensation programs for over 28 million participants. Fidelity’s Health Care Group administers employee benefits programs and payroll services for over 2
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Compliance Analyst Boston, MA

Specialty: Compliance
We are seeking a candidate who can thrive in a challenging, deadline-driven work environment. The ideal candidate will apply critical thinking to prioritize and process ongoing transactions in an operational environment and identify and implement process improvements. Our group is passionate about modernizing compliance through the use of data analytics and process automation. We are seeking a can
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Compliance Director, Ethics Office Boston, MA

Specialty: Compliance
We are seeking a candidate with a strong legal and operational background, who can thrive in a challenging, deadline-driven work environment. The ideal candidate will apply critical thinking to analyze complex requirements and identify and implement process improvements. Our group is passionate about modernizing compliance through the use of data analytics and process automation. We are seeking a
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Director, Enterprise Compliance Boston, MA

Specialty: Compliance
We are seeking a candidate with a strong background in compliance and ethics programs who can thrive in a challenging, deadline-driven team environment. The ideal candidate will apply critical thinking to analyze complex legal requirements and identify and implement process improvements. Our group is passionate about modernizing compliance through the use of data analytics and process automation.
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Senior Compliance Advisor Boston, MA

Specialty: Compliance
We are seeking a candidate who can thrive in a challenging, deadline-driven work environment. The ideal candidate will apply critical thinking to prioritize and process ongoing tasks, analyze complex requirements, and identify and implement process improvements. Our group is passionate about modernizing compliance through the use of data analytics and process automation. We are seeking a candidate
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Vice President, Asset Management Compliance Merrimack, NH

Specialty: Compliance
The Team The Asset Management Compliance organization is a central group whose vision is to build a world class and industry leading global asset management compliance program, while managing regulatory risk for our external and internal clients and delivering value to our business partners. Key functions of the team include: Global Compliance, Sub Adviser oversight, CCO oversight, Business Manag
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