CATEGORY: Compliance JOBS

Chief Compliance Officer, Workplace Investing and Fidelity Healthcare Group Merrimack, NH

Specialty: Compliance
The Purpose of Your Role This position will be responsible for leading the compliance support for Fidelity’s retirement and healthcare businesses. The Workplace Investing division helps over 20,000 businesses manage their retirement and equity compensation programs for over 28 million participants. Fidelity’s Health Care Group administers employee benefits programs and payroll services for over 2
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Chief Compliance Officer, Workplace Investing and Fidelity Healthcare Group Smithfield, RI

Specialty: Compliance
The Purpose of Your Role This position will be responsible for leading the compliance support for Fidelity’s retirement and healthcare businesses. The Workplace Investing division helps over 20,000 businesses manage their retirement and equity compensation programs for over 28 million participants. Fidelity’s Health Care Group administers employee benefits programs and payroll services for over 2
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Chief Compliance Officer, Workplace Investing and Fidelity Healthcare Group Boston, MA

Specialty: Compliance
The Purpose of Your Role This position will be responsible for leading the compliance support for Fidelity’s retirement and healthcare businesses. The Workplace Investing division helps over 20,000 businesses manage their retirement and equity compensation programs for over 28 million participants. Fidelity’s Health Care Group administers employee benefits programs and payroll services for over 2
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Compliance Director, Ethics Office Boston, MA

Specialty: Compliance
The Ethics Office plays a vital role in supporting associates at Fidelity by interpreting laws, regulations, and standards into workable compliance measures, fostering a culture of compliance and ethics through training and awareness efforts, and ensuring program effectiveness through monitoring and reporting. Your primary responsibilities in this role will include evaluating and overseeing Ethics
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Compliance Director, Ethics Office Boston, MA

Specialty: Compliance
We are seeking a candidate with a strong legal and operational background, who can thrive in a challenging, deadline-driven work environment. The ideal candidate will apply critical thinking to analyze complex requirements and identify and implement process improvements. Our group is passionate about modernizing compliance through the use of data analytics and process automation. We are seeking a
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Compliance Director, Ethics Office (Securities Trading) Boston, MA

Specialty: Compliance
The Team Fidelity’s Code of Ethics for Personal Investing contains rules about employees owning and trading securities for personal benefit, and our employees’ compliance with these rules is critical to the firm’s success. You will be part of the team that is responsible for ensuring our employees comply with these rules. Your primary responsibilities will include managing the daily review and re
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Director, Compliance Salt Lake City, UT

Specialty: Compliance
The Compliance Director position is a senior role within Fidelity Brokerage Services Compliance, responsible for providing compliance leadership and counsel on regulatory and compliance requirements related to the FBS businesses, primarily for our “customer-facing” registered representatives and managers. The Team This position is a key compliance resource in Fidelity Brokerage Services, LLC. (“
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Director, Compliance- Investment Adviser Boston, MA

Specialty: Compliance
Director, Compliance Fidelity Institutional (FI) is looking for a proven compliance professional to provide regulatory expertise and compliance support to FI’s newly created Investment Adviser. The individual will be responsible for providing counsel on regulatory and compliance requirements, creating policies and procedures, and assisting with the SEC 206(4)-7 compliance program while demonstrat
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Director, Compliance- Investment Adviser Smithfield, RI

Specialty: Compliance
Director, Compliance Fidelity Institutional (FI) is looking for a proven compliance professional to provide regulatory expertise and compliance support to FI’s newly created Investment Adviser. The individual will be responsible for providing counsel on regulatory and compliance requirements, creating policies and procedures, and assisting with the SEC 206(4)-7 compliance program while demonstrat
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