Compliance Jobs - Fidelity Investments

Fidelity Investments
Merrimack, NH
Compliance

The Intake Team is responsible for establishing and maintaining client, regulatory, prospectus, Board-approved, and internal limitations within the Compliance rules-based system to facilitate monitoring and client reporting. This sets the foundation for preventing and detecting potential violations in a timely manner. The team interacts closely with Portfolio Monitoring, Product Management, Invest . . .

Fidelity Investments
Boston, MA
Compliance

The Intake Team is responsible for establishing and maintaining client, regulatory, prospectus, Board-approved, and internal limitations within the Compliance rules-based system to facilitate monitoring and client reporting. This sets the foundation for preventing and detecting potential violations in a timely manner. The team interacts closely with Portfolio Monitoring, Product Management, Invest . . .

Fidelity Investments
Boston, MA
Compliance

This position is a key resource in Fidelity’s Asset Management Compliance (“AMC”) function, providing dedicated compliance support to Strategic Advisers, Inc. (“SAI”). SAI is a registered investment adviser providing wealth management and planning services to Fidelity’s retail and workplace clients. AMC is a central function whose mission is to advance Fidelity’s reputation as the most trusted pr . . .

Fidelity Investments
Durham, NC
Compliance

Vice President, Compliance As Vice President (VP) of Compliance, this position has management responsibility for all compliance matters related to the operation of Fidelity Charitable. This position works across Fidelity compliance communities as well as Fidelity Charitable second line leaders to address policies and changes associated with new innovations, and to implement solutions to mitigate . . .