CATEGORY: Compliance JOBS

Compliance Director Smithfield, RI

Specialty: Compliance
You would support a dynamic environment collaborating with Legal, Business, Products, Service, and Technology groups to align Fidelity Institutional product and service offerings and practices with regulatory requirements, guidelines, and expectations. The Expertise We’re Looking For At least ten years of financial services experience Strong knowledge and understanding of financial services indus
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Compliance Director Boston, MA

Specialty: Compliance
You would support a dynamic environment collaborating with Legal, Business, Products, Service, and Technology groups to align Fidelity Institutional product and service offerings and practices with regulatory requirements, guidelines, and expectations. The Expertise We’re Looking For At least ten years of financial services experience Strong knowledge and understanding of financial services indus
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Compliance Director Westlake, TX

Specialty: Compliance
You would support a dynamic environment collaborating with Legal, Business, Products, Service, and Technology groups to align Fidelity Institutional product and service offerings and practices with regulatory requirements, guidelines, and expectations. The Expertise We’re Looking For At least ten years of financial services experience Strong knowledge and understanding of financial services indus
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Director, Compliance Boston, MA

Specialty: Compliance
Director, Compliance Fidelity Personal and Workplace Advisors (FPWA) is looking for a proven compliance professional to provide regulatory expertise and compliance support to Personal Investing and Workplace Solutions including support for FPWA’s investment advisory products, services, tools, methodology, fee assessment, and conflict identification, mitigation and disclosure. The individual will
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Director, Compliance Jersey City, NJ

Specialty: Compliance
Director, Compliance Fidelity Personal and Workplace Advisors (FPWA) is looking for a proven compliance professional to provide regulatory expertise and compliance support to Personal Investing and Workplace Solutions including support for FPWA’s investment advisory products, services, tools, methodology, fee assessment, and conflict identification, mitigation and disclosure. The individual will
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Director, Compliance Smithfield, RI

Specialty: Compliance
Director, Compliance Fidelity Personal and Workplace Advisors (FPWA) is looking for a proven compliance professional to provide regulatory expertise and compliance support to Personal Investing and Workplace Solutions including support for FPWA’s investment advisory products, services, tools, methodology, fee assessment, and conflict identification, mitigation and disclosure. The individual will
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Director, Compliance Westlake, TX

Specialty: Compliance
Director, Compliance Fidelity Personal and Workplace Advisors (FPWA) is looking for a proven compliance professional to provide regulatory expertise and compliance support to Personal Investing and Workplace Solutions including support for FPWA’s investment advisory products, services, tools, methodology, fee assessment, and conflict identification, mitigation and disclosure. The individual will
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Director, Fixed Income Compliance Boston, MA

Specialty: Compliance
The Purpose of Your Role Fidelity Capital Markets (FCM) is the institutional trading arm of Fidelity Investments, executing equity, option, and fixed-income securities trades on behalf of institutional clients as well as many of Fidelity’s other businesses. The Fixed Income Compliance Director will be responsible for providing a broad range of direct advisory support to a number of fixed income d
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Senior Compliance Advisor- Jersey City Jersey City, NJ

Specialty: Compliance
The Senior Compliance Advisor supports the Fidelity Institutional Operations and Client Experience groups in the mission of providing unparalleled service to Fidelity Institutional Clearing and Custody Clients by providing incisive compliance guidance and expertise. The Expertise We’re Looking For Account opening & maintenance and industry asset transfer programs knowledge and experience Sound
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