CATEGORY: Compliance JOBS

Compliance Advisor Boston, MA

Specialty: Compliance
The Purpose of Your Role The Compliance Analyst will be responsible for providing a broad range of direct advisory support to FCM desks and product areas. The candidate will interact with varying levels of Business Unit officers and compliance colleagues. The advisor would be expected to investigate potential issues and communicate with other Compliance colleagues and/or business associates to re
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Director, Fixed Income Compliance Boston, MA

Specialty: Compliance
The Purpose of Your Role Fidelity Capital Markets (FCM) is the institutional trading arm of Fidelity Investments, executing equity, option, and fixed-income securities trades on behalf of institutional clients as well as many of Fidelity’s other businesses. The Fixed Income Compliance Director will be responsible for providing a broad range of direct advisory support to a number of fixed income
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Senior Compliance Advisor Westlake, TX

Specialty: Compliance
The Senior Compliance Advisor supports the Fidelity Institutional Operations and Client Experience groups in the mission of providing unparalleled service to Fidelity Institutional Clearing and Custody Clients by providing incisive compliance guidance and expertise. The Expertise We’re Looking For Account opening & maintenance and industry asset transfer programs knowledge and experience Sound
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Senior Compliance Advisor Jersey City, NJ

Specialty: Compliance
The Senior Compliance Advisor supports the Fidelity Institutional Operations and Client Experience groups in the mission of providing unparalleled service to Fidelity Institutional Clearing and Custody Clients by providing incisive compliance guidance and expertise. The Expertise We’re Looking For Account opening & maintenance and industry asset transfer programs knowledge and experience Sound
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VP, Political Law Westlake, TX

Specialty: Compliance
Are you an innovative, passionate and action oriented leader who thrives in a collaborative fast paced environment? If so, come continue to build your career with us! As a Vice President in Compliance leading the Political Law team, you will be working in an industry-leading collaborative, fast–paced environment and will have the opportunity to shape the strategy and policy for the firm’s politic
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VP, Political Law Washington, DC

Specialty: Compliance
Are you an innovative, passionate and action oriented leader who thrives in a collaborative fast paced environment? If so, come continue to build your career with us! As a Vice President in Compliance leading the Political Law team, you will be working in an industry-leading collaborative, fast–paced environment and will have the opportunity to shape the strategy and policy for the firm’s politic
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VP, Political Law Boston, MA

Specialty: Compliance
Are you an innovative, passionate and action oriented leader who thrives in a collaborative fast paced environment? If so, come continue to build your career with us! As a Vice President in Compliance leading the Political Law team, you will be working in an industry-leading collaborative, fast–paced environment and will have the opportunity to shape the strategy and policy for the firm’s politic
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