CATEGORY: Finance Accounting JOBS

Regulatory Control 15c3-3 Financial Analyst Jersey City, NJ

Specialty: Finance Accounting
Regulatory Control 15c3-3 Analyst The role is to monitor daily the activity of fully paid for customer assets to ensure that the firm is in compliance with possession or control requirements in accordance with Customer Protection Rule (15c3-3) and regulatory reporting. Collaborates with management to identify operational efficiency and productivity improvements to mitigate financial, reputational
Read More